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Current Employers
Simplicity Wealth

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-30
  • FL RA
    APPROVED
    Since 2025-06-30

Branch Locations

515 North Flagler Drive Suite 350, West Palm Beach, FL 33401 • United States

475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2018 04/2023
Penn Mutual Life Insurance Company Horsham PA 04/2023 04/2025
Hornor, Townsend, & Kent Llc Boca Raton FL 04/2023 04/2025
Rh Capital - Advisors Excell Federal Way WA 04/2025 Present
Florida Financial Insurance Agency Boca Raton FL 05/2025 Present
Modern Edge Capital Llc West Palm Beach FL 05/2025 Present
Pro-Medical Wellington FL 09/2014 01/2017
Simplicity Wealth Summit NJ 05/2025 Present
Northwestern Mutual Investment Services Llc West Palm Bch FL 12/2017 04/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2017 04/2023
  • 09/2018 → 04/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2023 → 04/2025
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 04/2023 → 04/2025
    Boca Raton, FL
  • 04/2025 → Present
    Rh Capital - Advisors Excell
    Federal Way, WA
  • 05/2025 → Present
    Florida Financial Insurance Agency
    Boca Raton, FL
  • 05/2025 → Present
    Modern Edge Capital Llc
    West Palm Beach, FL
  • 09/2014 → 01/2017
    Pro-Medical
    Wellington, FL
  • 05/2025 → Present
    Summit, NJ
  • 12/2017 → 04/2023
    Northwestern Mutual Investment Services Llc
    West Palm Bch, FL
  • 01/2017 → 04/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
Other Businesses

Insurmark - Simplicity Group; Investment Related, No; Registered Insurance Agent; 820 Gessner Road, Suite 970 Houston, Texas 77024; Hours per month during trading hours20; Description, Selling Fixed index annuity and life insurance products; Start Date 02/03/2025. Florida Financial Insurance Agency; Investment Related, No; Registered Insurance Agent; 433 Plaza Real, Suite 335 Boca Raton, FL 33432; Hours per month during trading hours, 4; Description, insurance sales; Start Date 05/07/2025. Uber Technologies; Investment Related, No; Uber Driver - Independent Contractor; 12600 Shorline Drive, Boca Raton FL 33434; Hours per month during trading hours 0, outside trading hours, 20; Transportation services; Start Date 06/28/2022. Synergy College Funding Consultants; Investment Related, No; College Planner; 2040 Greenview Shores Blvd #215, Wellington, Fl, 33414; Hours per month during trading hours, 0; outside trading hours, 4; Description; College Planning; Start Date 12/23/2023. The Smart Business Owner Podcast; Investment Related, Yes; Podcaster; 2040 Greenview Shores Blvd #215, Wellington, Fl, 33414; Hours per month during trading hours, 0; outside trading hours, 4; Description, Podcasting; Start date 02/12/2025. Healthier Confident Now LLC; Investment Related, No; Owner; 2040 Greenview Shores Blvd #215, Wellington, Fl, 33414; Hours per month during trading hours, 0; outside trading hours, 1; Description, the sale of health and wellness products; Start Date 11/08/2019. Modern Edge Capital LLC, Investment Related, No; Registered Insurance Agent; 2040 Greenview Shores Blvd #215, Wellington, Fl, 33414; Hours per month, 20; Description, Insurance Sales; Start Date 04/15/2025. RH Capital - Advisors Excell; Investment Related, No; Registered Insurance Agent; 33400 9th Ave. S. Suite #104, Federal Way, WA. 98003; Hours per month 3; Start Date 04/15/2025. Authored the book The Secrets of Becoming Tax-Efficient in Retirement and Creating Guaranteed Income For Life, which is currently available for sale on Amazon. The book provides general financial education on tax-efficient retirement planning and strategies for generating lifetime income. This involvement includes writing, occasional updates, and limited promotional activities. I receive royalties from book sales. 12/16/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-22
S63 Uniform Securities Agent State Law Examination 2018-02-17
  • S65 Uniform Investment Adviser Law Examination
    2023-12-22
  • S63 Uniform Securities Agent State Law Examination
    2018-02-17
Other Names
  • Shubert Cineus

View on SEC IAPD

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