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Erica C Smiley

Tpg Financial Advisors, LLC

Portland, OR

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Current Employers
Tpg Financial Advisors, Llc

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-03-17
  • OR RA
    APPROVED
    Since 2026-03-17

Branch Locations

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneos Wealth Management, Inc Centennial CO 12/2016 05/2019
Tpg Financial Advisors, Llc Portland OR 12/2016 Present
Rosen And Associates Deerfield IL 09/2012 12/2016
  • 12/2016 → 05/2019
    Geneos Wealth Management, Inc
    Centennial, CO
  • 12/2016 → Present
    Tpg Financial Advisors, Llc
    Portland, OR
  • 09/2012 → 12/2016
    Rosen And Associates
    Deerfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16
Other Names
  • Erica Catherine Saldana

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
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