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Kantharaj - Kabali

Wells Fargo Clearing Services, LLC

Portland, OR

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-17
OR RA APPROVED 2026-06-29
CA RA APPROVED 2022-03-25
  • TX RA
    APPROVED_RES
    Since 2026-08-17
  • OR RA
    APPROVED
    Since 2026-06-29
  • CA RA
    APPROVED
    Since 2022-03-25

Branch Locations

11084 Sw Barnes Rd, Portland, OR 97225 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Santa Clara CA 12/2016 Present
Wells Fargo Bank Na Santa Clara CA 06/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2017-03-09
  • S66 Uniform Combined State Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2017-03-09
Other Names
  • Kantharaj Kabali
  • Raj Kabali

View on SEC IAPD

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