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Valery Anahi Capuchino

LPl Financial LLC

Mcallen, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-18
  • TX RA
    APPROVED
    Since 2023-07-18

Branch Locations

2900 W Expy 83, Mcallen, TX 78501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Mcallen TX 12/2016 Present
Ibc Bank Mcallen TX 01/2013 Present
Partime/Fulltime Student @Utrgv Edinburg TX 01/2014 12/2019
  • 12/2016 → Present
    Mcallen, TX
  • 01/2013 → Present
    Ibc Bank
    Mcallen, TX
  • 01/2014 → 12/2019
    Partime/Fulltime Student @Utrgv
    Edinburg, TX
Other Businesses

1) 6/2021- IBC Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) 2) 10/22/2024 - Ballons By Val - Other - Business Owner - Decorator/ Owner - Not Investment Related - Home Based - Start Date 10/01/2024 - 5 Hours Per Month/ 0 Hours During Trading 3) 12/04/2024 - Farmasi - Other - Beauty and personal care products - Farmasi Influencer - Not Investment Related - Home Based - Start Date 09/15/2024 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-15
  • S66 Uniform Combined State Law Examination
    2023-07-15

View on SEC IAPD

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