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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1986-04-09
  • TX RA
    APPROVED
    Since 1986-04-09

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 12/1985 Present
Bank Of America, N.A. Mcallen TX 12/2009 Present
Other Businesses

I*362818 Name: BROWNSVILLE SB LIMITED Investment: No Address: Mcallen, TX Duties:, 51 % OWNER NONE-OUTSIDE MANAGEMENT NON-PROFIT UTPA COLLEGE OF BUSINESS ADMINISTRATION ADVISORY INVESTMENT: NO EDINBURG, TX ADVISORY BRD MBR 20 HRS ANNUALLY, ADVISE THE BUSINESS SCHOOL ON INCREASING FUNDING AND EFFICIENCIES RGV EDUCATIONAL BROADCASTING CORP HARLINGEN,TX EDUCATIONAL BROADCASTING DIRECTOR/BOARD MEMBER 11/01/08 FINANCIAL OVERSIGHT OUR LADY OF SORROWS CHURCH MCALLEN, TX FINANCIAL BRD ADVISORY COMMITTEE 6/6/11 5 ANNUALLY 0 FINANCIAL OVERSIGHT I*472718 FOR-PROFIT G. FARM N MCALLEN, TX AGRICULTURAL, N GENERAL PARTNER, 3/4/89 20 HRS MONTHLY 0 OPERATIONS I*362819 FOR-PROFIT G. DLS MANAGEMENT COMPANY INVESTMENT: N MCALLEN, TX POSITION: OFFICER, 12/31/00 HRS: 100 HRS MTHLY HRS DURING TRADING: 25 OFFICER I*435628 FOR-PROFIT MCALLEN SB LP N MCALLEN, TX LIMITED PARTNERSHIP,GENERAL PARTNER, 2/16/07 HRS: 100 HRS ANNUALLY HRS DURING TRADING: 25 GENERAL PARTNER OF MCALLEN STAYBRIDGE HOTEL I*435630 FOR-PROFIT LAREDO HIX LP INVESTMENT: N MCALLEN, TX LIMITED PARTNERSHIP,GENERAL PARTNER, 9/7/05 100 HRS ANNUALLY 25 LAREDO HOLIDAY INN EXPRESS LAREDO, TX I*435633 For Profit Name: Ascension Hospitality Mgmt LLC Investment related: No Address: Edinburg, TX 78539 Position: Gnrl Prtnr/Mging Mbr Start date: 7/11/07 Hrs devoted: 5 hrs Yearly Hrs devoted during trading hrs: 0 Duties: Hotel operation & management I*4125 FOR-PROFIT GONZALEZ DLS MANAGEMENT COMPANY-PHARR HIX Y MCALLEN, TX 78504 REAL ESTATE/HOTELS,GNRL PRTNR 1/1/03 250 hrs ANNUALLY 50 I*378437 FOR-PROFIT LOS HOTELES, L.P. N MCALLEN, tx78504-2215 LIMITED PARTNER, 11/20/03 10 HRS ANNUALLY 0 LAND OWNERSHIP I*89906 FOR-PROFIT LAREDO HIX, II, LP N MCALLEN, TEXAS 78504-2215 N LIMITED PARTNER, 8/8/11 10 HRS ANNUALLY 0 LAND ADJACENT TO LAREDO HOTEL I*89907 FOR-PROFIT ORGANIZATION NAME: GONZALEZ-DLS MANAGEMENT II, INC. INVESTMENT: NO ADDRESS: MCALLEN, TX 78504-2215 POSITION: OFFICER, START DATE: 8/8/11 HRS: 10 HRS ANNUALLY HRS DURING TRADING: 0 GENERAL PARTNER FOR I*901306 For Profit Name: WARE ROAD DEVELOPMENT LLC Investment related: No Address of business: EDINBURG, Texas, 78539 Position, title, association: Other Start date: 7/5/22 # of hrs devoted: 5 hrs Yearly Number of hrs devoted during trading hours: 0 Duties: SOLE MEMBER LLC, LAND OWNERSHIP I*901307 Entity Type: For Profit Name: SCHUNIOR DEVELOPMENT LLC Investment related: N Address of business: EDINBURG, TX 78539 L L C Other 7/5/22 #of hours devoted: 5 hrs Yrs Duties: SOLE MEMBER LLC, LAND OWNERSHIP I*426008 For Profit Name: G. DLS FLP Pharr HIX Investment related: No Address: McAllen, TX, 78504 Position: Other Start date of relationship: 4/12/04 Hrs devoted: 10 hrs Yearly Hrs devoted during trading hours: 5 Duties: Limited Partner, Hotel Operation I* 1686466 For Profit Name: CITATION ULTRA 390 LLC Investment related: No Address: MCALLEN, TX, 78503Nature of business: L L CPosition, title, association: General Partner/Managing MemberStart date : 7/3/23# of hrs devoted: 5 yearly# hrs dvotd during trading hrs: 0 Duties: I*1686465, for PROFIT, DOUBLE I ENTERPRISES, MCALLEN,TX,78503,NO.OTHER, Start 6.2.23 # HR: YEARLY,#Hs during trading 0,Manager I*3683269 For Profit Name: 4A Legacy Enterprises, LLC Address: McAllen, TX Investment: No Association: Gnrl Prtnr/Mging Mbr Start Date: 01/30/2026 Hours: 5, Yearly Hours during trading: 0 Duties: Aircraft ownership keep ownership records current. I*3681282For Profit Name: G. DLS Rentals, LLCAddress: McAllen, TX, 78502Investment Related: No Position: Gnrl Prtnr/Mging MberStart Date: 01/30/2026 Hours: 10, Yearly Hours during trading: 0 Duties: Duties: Formed to acquire rent I*3681283Entity Type: For ProfitName: 107 Warehouses LLC Address: McAllen, Texas, 78502Investment Related: No Position: Gnrl Prtnr/Mging MmbrEmployee Start Date: 01/30/2026 Hours: 5, YearlyHours during trading: 0Duties: Ownership of Warehouse

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-08
S63 Uniform Securities Agent State Law Examination 1986-03-26
  • S65 Uniform Investment Adviser Law Examination
    2009-09-08
  • S63 Uniform Securities Agent State Law Examination
    1986-03-26

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