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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1992-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 08/1987 | Present |
| Bank Of America, N.A. | Mcallen | TX | 01/2015 | Present |
I* 732266 For profit or not for profit: Name of outside business organization: Our Lady of Sorrows Catholic School Investment related: N Address of business: Nature of business: As a former parent of children who attended the school I give my insight on matters pertaining to education, extra curricular activities, fund raisers, etc. Position, title, association: Start date of relationship: 2/17/2022 Number of hours devoted: Number of hours devoted during trading hours: Duties: General Notes:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-27 |
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