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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 03/2001 | Present |
| Bank Of America, N.A. | Mcallen | TX | 02/2011 | Present |
I*132022 For profit or not for profit: For-Profit Organization Name of outside business organization: Hazten, LLC Investment related: Y Address of business: Mission, Texas 78572 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 1/1/2020 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is an investment company owned by multiple members. I do not have any signatory powers. This company invests in Real Estate Development and supplies. It is the replacement for G100, LLC that was previously approved in the system. I*132021 For profit or not for profit: For-Profit Organization Name of outside business organization: Legatum, LLC Investment related: Y Address of business: Mission, Texas 78572 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 3/11/2020 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 5 Duties: LLC utilized for investments and estate planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-16 |
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