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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Bank Of Commerce | Brownsville | TX | 01/2017 | 08/2018 |
| Security Service Federal Credit Union | Brownsville | TX | 08/2018 | 01/2019 |
| Jpmorgan Chase Bank, N.A. | Brownsville | TX | 01/2019 | 06/2021 |
| J.P. Morgan Securites Llc | Brownsville | TX | 01/2019 | 06/2021 |
| Rare Import Export | Brownsville | TX | 01/2015 | 01/2017 |
| Bolton Global Capital | Bolton | MA | 06/2021 | 08/2022 |
| Bolton Securities Corp | Bolton | MA | 06/2022 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mcallen | TX | 08/2022 | Present |
| Bank Of America N.A. | Mcallen | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-06 |
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