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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-28
  • TX RA
    APPROVED
    Since 2022-09-28

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Bank Of Commerce Brownsville TX 01/2017 08/2018
Security Service Federal Credit Union Brownsville TX 08/2018 01/2019
Jpmorgan Chase Bank, N.A. Brownsville TX 01/2019 06/2021
J.P. Morgan Securites Llc Brownsville TX 01/2019 06/2021
Rare Import Export Brownsville TX 01/2015 01/2017
Bolton Global Capital Bolton MA 06/2021 08/2022
Bolton Securities Corp Bolton MA 06/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 08/2022 Present
Bank Of America N.A. Mcallen TX 10/2022 Present
  • 01/2017 → 08/2018
    International Bank Of Commerce
    Brownsville, TX
  • 08/2018 → 01/2019
    Security Service Federal Credit Union
    Brownsville, TX
  • 01/2019 → 06/2021
    Jpmorgan Chase Bank, N.A.
    Brownsville, TX
  • 01/2019 → 06/2021
    J.P. Morgan Securites Llc
    Brownsville, TX
  • 01/2015 → 01/2017
    Rare Import Export
    Brownsville, TX
  • 06/2021 → 08/2022
    Bolton Global Capital
    Bolton, MA
  • 06/2022 → 08/2022
    Bolton Securities Corp
    Bolton, MA
  • 08/2022 → Present
    Mcallen, TX
  • 10/2022 → Present
    Bank Of America N.A.
    Mcallen, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2019-05-06
Other Names
  • Daniel Alexei Olivares

View on SEC IAPD

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