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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| WA | RA | APPROVED | 2026-03-20 |
| CA | RA | APPROVED | 2019-01-10 |
Branch Locations
1 Technology Drive Suite J709, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Laguna Hills | CA | 11/2016 | Present |
| World Financial Group, Inc. | Laguna Hills | CA | 08/2014 | Present |
| Ginnie I Chen, Dds | Tustin | CA | 10/2001 | Present |
| Ginnie I Chen | Arcadia | CA | 01/2020 | Present |
| Real Estate Property - In Unincorporated Area | Los Angeles | CA | 01/2017 | Present |
| Dream Builder Financial | Irvine | CA | 08/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Dream Builder Financial | WFGIA Co-Brand Company | Marketing | Yes - investment related | 1 Technology Dr., Irvine, CA 92618 Real property in unincorporated area / 0117-Present / Investment Related: No / Los Angeles, CA 91748 / owner / Land that is not develop / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / this is a piece of land that has not been developed. My mom brought it as a investment. I inherited when she passed away two years ago. It's now transfer to my name. GINNIE I CHEN, DDS/Investment Related - No/13420 Newport Ave., Suite L, Tustin, CA 92780/Dental office. Treat patients with oral diseases, cleaning and crowns./Owner/Dentist/10.2001/128/128/Managing dentist and owner Ginnie I Chen/No/6722 N Golden West Ave, Arcadia, CA 91007/This is rental property/Owner of property/01/01/2020/0/0/This is a rental property and I have someone manage the property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-15 |
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