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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-22
WA RA APPROVED 2026-03-20
CA RA APPROVED 2019-01-10
  • TX RA
    APPROVED_RES
    Since 2026-06-22
  • WA RA
    APPROVED
    Since 2026-03-20
  • CA RA
    APPROVED
    Since 2019-01-10

Branch Locations

1 Technology Drive Suite J709, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Laguna Hills CA 11/2016 Present
World Financial Group, Inc. Laguna Hills CA 08/2014 Present
Ginnie I Chen, Dds Tustin CA 10/2001 Present
Ginnie I Chen Arcadia CA 01/2020 Present
Real Estate Property - In Unincorporated Area Los Angeles CA 01/2017 Present
Dream Builder Financial Irvine CA 08/2022 Present
  • 11/2016 → Present
    Transamerica Financial Advisors, Inc
    Laguna Hills, CA
  • 08/2014 → Present
    World Financial Group, Inc.
    Laguna Hills, CA
  • 10/2001 → Present
    Ginnie I Chen, Dds
    Tustin, CA
  • 01/2020 → Present
    Ginnie I Chen
    Arcadia, CA
  • 01/2017 → Present
    Real Estate Property - In Unincorporated Area
    Los Angeles, CA
  • 08/2022 → Present
    Dream Builder Financial
    Irvine, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Dream Builder Financial | WFGIA Co-Brand Company | Marketing | Yes - investment related | 1 Technology Dr., Irvine, CA 92618 Real property in unincorporated area / 0117-Present / Investment Related: No / Los Angeles, CA 91748 / owner / Land that is not develop / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / this is a piece of land that has not been developed. My mom brought it as a investment. I inherited when she passed away two years ago. It's now transfer to my name. GINNIE I CHEN, DDS/Investment Related - No/13420 Newport Ave., Suite L, Tustin, CA 92780/Dental office. Treat patients with oral diseases, cleaning and crowns./Owner/Dentist/10.2001/128/128/Managing dentist and owner Ginnie I Chen/No/6722 N Golden West Ave, Arcadia, CA 91007/This is rental property/Owner of property/01/01/2020/0/0/This is a rental property and I have someone manage the property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-19
S63 Uniform Securities Agent State Law Examination 2017-02-15
  • S65 Uniform Investment Adviser Law Examination
    2018-12-19
  • S63 Uniform Securities Agent State Law Examination
    2017-02-15
Other Names
  • I-Nien Chen

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