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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
2040 Main Street Suite 175, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sc Distributors, Llc | Costa Mesa | CA | 11/2016 | 06/2018 |
| Kana Pipeline | Placentia | CA | 03/2013 | 10/2016 |
| Gwfs Equities, Inc | Greenwood Village | CO | 06/2018 | 04/2024 |
| Lpl Financial Llc | Irvine | CA | 04/2024 | Present |
| Stratos Wealth Partners, Ltd | Irvine | CA | 04/2024 | Present |
1. 04/17/2024- Certus Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 04/17/2024- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 4/29/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 05/09/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Admin - Started: 4/29/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/09/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Started: 4/29/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-31 |
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