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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Wellesley | MA | 06/2026 | Present |
| Td Private Client Wealth Llc | Wellesley | MA | 06/2026 | Present |
| Bofa And Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brookline | MA | 08/2015 | 03/2022 |
| Bofa And Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brookline | MA | 03/2022 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-17 |
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