Sarah Elizabeth Herwick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Allegiant Wealth Strategies
  Battle Creek, MI
• 10/2006 → 10/2016
  Structuretec
  Kalamazoo, MI
• 04/2017 → 04/2026
  Commonwealth Financial Network
  Waltham, MA
• 04/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-09-09 → 2026-04-28
  Commonwealth Financial Network
  Battle Creek, MI
  Portage, MI

Other Businesses

1. NAME OF OTHER BUSINESS: ALLEGIANT WEALTH STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2016 POSITION/TITLE/RELATIONSHIP: CLIENT RELATIONSHIP MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DELIVERING COMPREHENSIVE, CLIENT-CENTERED SOLUTIONS;

Exams

• S66 Uniform Combined State Law Examination
  2019-09-09