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Daniel Owen Cadena

Cadena Financial Planning & Tax Services

San Diego, CA

CRD 6727592

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Employer firm

Cadena Financial Planning & Tax Services CRD 135892

$61.2M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Cadena Financial Planning & Tax Services

6540 Lusk Blvd., Suite C-136C, San Diego, CA 92121 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-11
  • CA RA
    APPROVED
    Since 2016-11-11

Branch Locations

6540 Lusk Blvd., Suite C-136C, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadena Financial Planning & Tax Services San Diego CA 07/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-16
  • S65 Uniform Investment Adviser Law Examination
    2005-05-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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