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Chelsea Lynn Spencer

Cetera Investment Advisers LLC

North Haven, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-07-08
  • CT RA
    APPROVED
    Since 2021-07-08

Branch Locations

127 Washington Ave 2Nd Floor West, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services North Haven CT 11/2016 06/2019
Sliders Grill & Bar Wallingford CT 08/2010 11/2017
Tavern 42 Plantsville CT 11/2017 01/2019
Cetera Investment Services Llc North Haven CT 06/2019 Present
Cetera Investment Advisers Llc North Haven CT 07/2021 Present
  • 11/2016 → 06/2019
    Foresters Financial Services
    North Haven, CT
  • 08/2010 → 11/2017
    Sliders Grill & Bar
    Wallingford, CT
  • 11/2017 → 01/2019
    Tavern 42
    Plantsville, CT
  • 06/2019 → Present
    Cetera Investment Services Llc
    North Haven, CT
  • 07/2021 → Present
    Cetera Investment Advisers Llc
    North Haven, CT
Other Businesses

NEW VIEW WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-07
S63 Uniform Securities Agent State Law Examination 2017-01-03
  • S66 Uniform Combined State Law Examination
    2021-07-07
  • S63 Uniform Securities Agent State Law Examination
    2017-01-03

View on SEC IAPD

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KUSUM RAMCHANDANI
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JOSEPH BRUNO DEDOMENICO
MICHAEL STEPHEN THOMPSON
BRUCE WILLIAM ANESI
BONNIE SVIRIDOFF
JOSEPH F SCHRECK

Other Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT
LPL FINANCIAL LLC · NORTH HAVEN, CT
GATEWAY WEALTH PARTNERS, LLC · North Haven, CT
KEY INVESTMENT SERVICES LLC · NORTH HAVEN, CT
BELPOINTE ASSET MANAGEMENT LLC · North Haven, CT
INNOVATIVE ASSET ADVISORS GROUP · North Haven, CT

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