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Maxwell Edward Mclenna

Cetera Investment Advisers LLC

North Haven, CT

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-05
  • CT RA
    APPROVED
    Since 2025-12-05

Branch Locations

110 Washington Ave 4Th Fl, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Britain CT 02/2015 11/2025
Webster Bank New Britain CT 01/2015 11/2025
Cetera Investment Advisers Llc North Haven CT 12/2025 Present
Cetera Investment Services Llc Saint Cloud MN 12/2025 Present
  • 02/2015 → 11/2025
    Lpl Financial Llc
    New Britain, CT
  • 01/2015 → 11/2025
    Webster Bank
    New Britain, CT
  • 12/2025 → Present
    Cetera Investment Advisers Llc
    North Haven, CT
  • 12/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
  • 2025-08-18 → 2025-12-11
    Lpl Financial Llc
    New Britain, CT
    Hartford, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    Newington, CT
    Newington, CT
    West Springfield, MA
    Springfield, MA
    Wallingford, CT
    New Britain, CT
Other Businesses

1.) TREASURER FOR GREAT HILL CEMETERY ASSOCIATION INC, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING IN DUAL CAPACITY, 0.5/HRS/WK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
S63 Uniform Securities Agent State Law Examination 2015-05-15
  • S66 Uniform Combined State Law Examination
    2025-08-15
  • S63 Uniform Securities Agent State Law Examination
    2015-05-15

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
GATEWAY WEALTH PARTNERS, LLC
KEY INVESTMENT SERVICES LLC
BELPOINTE ASSET MANAGEMENT LLC
INNOVATIVE ASSET ADVISORS GROUP
EDWARD JONES

Other Investors

MICHAEL L BENCIVENGO
KUSUM RAMCHANDANI
JOSEPH BRUNO DEDOMENICO
MICHAEL STEPHEN THOMPSON
BRUCE WILLIAM ANESI
BONNIE SVIRIDOFF
JOSEPH F SCHRECK
CAROL A TRULUCK

Other Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT
LPL FINANCIAL LLC · NORTH HAVEN, CT
GATEWAY WEALTH PARTNERS, LLC · North Haven, CT
KEY INVESTMENT SERVICES LLC · NORTH HAVEN, CT
BELPOINTE ASSET MANAGEMENT LLC · North Haven, CT
INNOVATIVE ASSET ADVISORS GROUP · North Haven, CT
EDWARD JONES · NORTH HAVEN, CT

More in North Haven, CT

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