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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED | 2025-12-05 |
Branch Locations
110 Washington Ave 4Th Fl, North Haven, CT 06473 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Webster Bank | Wallingford | CT | 10/2007 | 12/2025 |
| Lpl Financial Llc | Wallingford | CT | 10/2011 | 12/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2025 | Present |
| Cetera Investment Advisers Llc | North Haven | CT | 12/2025 | Present |
1. KSR FINANCIAL DBA FOR CETERA BUSINESS. 2. 100% OWNER; SANKUS LLC, RENTAL PROPERTY, 50% OWNER. 3. DINSAR LLC, RENTAL PROPERTY, 50% OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-07 |
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