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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-09-21 |
Branch Locations
110 Washington Avenue, North Haven, CT 06473 • United States
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hamden | CT | 02/2012 | 09/2016 |
| First Niagara | Hamden | CT | 05/2005 | 09/2016 |
| Key Investment Services Llc | Manchester | CT | 09/2016 | 03/2017 |
| Keybank | Hamden | CT | 09/2016 | 03/2017 |
| Key Investment Services Llc | Manchester | CT | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-01 |
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