Bruce William Anesi

Current Employers

Employment History

• 10/2011 → Present
  Lpl Financial Llc
  North Haven, CT
• 10/2011 → 08/2024
  Private Advisor Group, Llc
  North Haven, CT
• 10/2024 → Present
  Gateway Wealth Partners, Llc
  North Haven, CT

Previous Registrations

• 2011-10-14 → 2024-10-21
  Private Advisor Group, Llc
  Chester, CT
  Morristown, NJ
  North Haven, CT
• 2010-09-09 → 2011-10-13
  Securities America Advisors, Inc.
  Chester, CT
• 2005-02-16 → 2010-09-21
  Msi Financial Services, Inc.
  Guilford, CT
  Shelton, CT
  Guilford, CT

Other Businesses

1. 1/26/2012: LPL FINANCIAL LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 160 Hours/Month, 160 During securities trading hours - Provide brokerage services to clients. 2. 2/5/2019 - Open Road Wealth Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/22/2018 - 170 Hours Per Month/170 Hours During Securities Trading. 3. 09/06/2024 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/29/2024 - 120 Hours per Month/ 40 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-24
• S63 Uniform Securities Agent State Law Examination
  2004-09-09

Other Names

• Bruce Anesi