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Catherine Marie Wash

Ubs Financial Services Inc.

Cincinnati, OH

Florence, KY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-12
  • OH RA
    APPROVED
    Since 2019-04-12

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Florence, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Following Completion Of Education Cincinnati OH 06/2016 11/2016
Ubs Financial Services Inc. Cincinnati OH 11/2016 Present
  • 06/2016 → 11/2016
    Unemployed Following Completion Of Education
    Cincinnati, OH
  • 11/2016 → Present
    Ubs Financial Services Inc.
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-12
  • S66 Uniform Combined State Law Examination
    2019-04-12
Other Names
  • Cathy Wash

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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