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Catherine Goodman

Ae Wealth Management, LLC

Topeka, KS

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-01-02
  • KS RA
    APPROVED
    Since 2020-01-02

Branch Locations

2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ae Wealth Management, Llc Topeka KS 03/2016 Present
Other Businesses

1.) JGoodman Construction; Not Investment Related; 5623 SE 10th Street Tecumseh KS 66542 Topeka, KS; Construction; (Bookkeeper); Start Date 01/2017; Approx. 5 hours/month; Approx. 0 hours/month during trading; New Construction and bookkeeping 2.) Thought Big, LLC; Yes Investment Related; 5623 SE 10th Street Tecumseh KS 66542; Rental Housing; (Bookkeeper); Start Date 05/2018; Approx. 5 hours/month; Approx. 0 hours/month during trading; Rental housing and bookkeeping.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-05
  • S65 Uniform Investment Adviser Law Examination
    2018-02-05
Other Names
  • Cathy Goodman
  • Cathy Voegeli
  • Catherine Voegeli

View on SEC IAPD

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