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Current Employers
Banorte Asset Management, Inc.

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-07
  • TX RA
    APPROVED
    Since 2021-12-07

Branch Locations

9950 Woodloch Forest Dr Suite 1250, The Woodlands, TX 77380 • United States

5075 Westheimer Suite 975W, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Banorte Securities International, Ltd. Houston TX 03/2016 Present
Banorte Asset Management, Inc. Houston TX 12/2021 Present
Other Businesses

Home Rental; Not investment-related; 2017 Morse Street, Houston, TX 77019; Property Rental; Owner; Started 09/01/2024; 5 to 10 hours/month; no hours devoted during securities trading hours; Duties include finding tenant and upkeeping the house.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
S63 Uniform Securities Agent State Law Examination 2017-04-04
  • S66 Uniform Combined State Law Examination
    2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    2017-04-04

View on SEC IAPD

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