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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-16
OH RA APPROVED 2026-01-16
TX RA APPROVED 2026-01-16
  • KY RA
    APPROVED
    Since 2026-01-16
  • OH RA
    APPROVED
    Since 2026-01-16
  • TX RA
    APPROVED
    Since 2026-01-16

Branch Locations

8044 Montgomery Rd 5Th Fl [Support Center], Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 02/2019 01/2026
Citibank Florence KY 05/2015 10/2016
Merrill Lynch Fort Mitchell KY 10/2016 04/2017
Cengage Learning Independence KY 04/2017 12/2018
Northern Kentucky University Highland Heights KY 08/2012 12/2016
Bank Of America N.A. West Chester OH 11/2022 01/2026
Wells Fargo Clearing Services, Llc Cincinnati OH 01/2026 Present
  • 02/2019 → 01/2026
    Cincinnati, OH
  • 05/2015 → 10/2016
    Citibank
    Florence, KY
  • 10/2016 → 04/2017
    Merrill Lynch
    Fort Mitchell, KY
  • 04/2017 → 12/2018
    Cengage Learning
    Independence, KY
  • 08/2012 → 12/2016
    Northern Kentucky University
    Highland Heights, KY
  • 11/2022 → 01/2026
    Bank Of America N.A.
    West Chester, OH
  • 01/2026 → Present
    Cincinnati, OH
Previous Registrations
Other Businesses

D.J.G and J.G. JTWROSAddress:Ludlow KentuckyInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:09/05/2025No Hours: 0 YearlyNo Hours during trading:0Duties:Power of Attorney for Siblings | Rental Property 1, Address: Ludlow, Kentucky, 41016, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 09/30/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-24
  • S66 Uniform Combined State Law Examination
    2022-08-24
Other Names
  • Gabe Gray
  • John Gray

View on SEC IAPD

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