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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-29
VA RA APPROVED 2017-01-23
  • TX RA
    APPROVED
    Since 2017-08-29
  • VA RA
    APPROVED
    Since 2017-01-23

Branch Locations

650 Peter Jefferson Pkwy, Charlottesville, VA 22911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise Rent A Car Austin TX 06/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richmond VA 10/2016 Present
Bank Of America, N.A. Richmond VA 03/2017 Present
Other Businesses

I*136702 For profit or not for profit: For-Profit Organization Name of outside business organization: West Vanlier Holdings Investment related: No Address of business: Henrico, Virginia 23229 Position, title, association: Owner Start date of relationship: 3/31/2021 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: This company has not been created yet. The purpose of this company is to act as a holding company for my wife's horses. I*565251 Entity Type: Civic League or Social Welfare Organization Name of outside business organization: Illinois Alumni Association of Alpha Delta Phi Investment related: No Address of business: Champaign, Illinois, 61802 Position, title, association: Officer Start date of relationship: 10/1/2021 Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: Provides Housing to the Illinois Chapter of Alpha Delta Phi on the campus of the University of Illinois. I am the Chairman of the alumni I*: 2930313 Entity Type: Not for Profit Name of OBA: Virginia Squash Racquets Association Address: Richmond, VA 23220 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/05/2025 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: Show up to meetings and provide general input on the direction of the organization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-20
  • S66 Uniform Combined State Law Examination
    2017-01-20
Other Names
  • Nick Christain Palmer
  • Nicholas Palmer

View on SEC IAPD

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