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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-15
NY RA APPROVED 2024-04-23
  • TX RA
    APPROVED
    Since 2024-05-15
  • NY RA
    APPROVED
    Since 2024-04-23

Branch Locations

360 Hamilton Ave, White Plains, NY 10601 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 08/2023 Present
Bank Of America Stamford CT 09/2016 03/2023
Loan Depot Tarrytown NY 01/2013 09/2016
Unemployed Bronx NY 03/2023 08/2023
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-22
  • S66 Uniform Combined State Law Examination
    2024-04-22

View on SEC IAPD

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