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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-18 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| G4S | Ossining | NY | 01/2009 | 12/2017 |
| National Securities Corp | New York | NY | 04/2018 | 04/2018 |
| National Securities Corp | Norwalk | CT | 01/2018 | 04/2018 |
| New York Life | New York | NY | 03/2017 | 10/2017 |
| Lpl Enterprise Llc | White Plains | NY | 06/2025 | Present |
| State Farm | Larchmont | NY | 10/2019 | 06/2020 |
| Unemployed | Bronx | NY | 06/2020 | 05/2025 |
| Unemployed | Bronx | NY | 04/2018 | 09/2019 |
1) 1) 06/03/2025-John Davis-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Bronx, NY-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading 2) 06/03/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-30 |
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