John Edward Davis

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2017
  G4S
  Ossining, NY
• 04/2018 → 04/2018
  National Securities Corp
  New York, NY
• 01/2018 → 04/2018
  National Securities Corp
  Norwalk, CT
• 03/2017 → 10/2017
  New York Life
  New York, NY
• 06/2025 → Present
  Lpl Enterprise Llc
  White Plains, NY
• 10/2019 → 06/2020
  State Farm
  Larchmont, NY
• 06/2020 → 05/2025
  Unemployed
  Bronx, NY
• 04/2018 → 09/2019
  Unemployed
  Bronx, NY

Other Businesses

1) 1) 06/03/2025-John Davis-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Bronx, NY-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading 2) 06/03/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2025-09-18
• S63 Uniform Securities Agent State Law Examination
  2019-01-30

Other Names

• John Edward Davis
• John Davis