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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-19 |
| AL | RA | APPROVED | 2024-09-30 |
Branch Locations
2204 Whitesburg Dr., Ste 310, Huntsville, AL 35801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wileybros Aintree Capital Llc | Nashville | TN | 10/2016 | 08/2023 |
| Lpl Financial Llc | Nashville | TN | 08/2023 | Present |
1) 08/02/2023 - Kintz Capital - DBA for LPL Business (entity for LPL business) - Investment related - At reported business locations(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-17 |
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