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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-01
MO RA APPROVED 2024-11-26
  • TX RA
    APPROVED_RES
    Since 2024-12-01
  • MO RA
    APPROVED
    Since 2024-11-26

Branch Locations

400 Chesterfield Ctr, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 02/2018 06/2024
Scottrade Bank St. Louis MO 10/2016 09/2017
Fortel's Pizza Den Creve Couer MO 05/2011 10/2018
Charles Schwab & Co. Inc St. Louis MO 10/2016 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chesterfield MO 10/2024 Present
Congregation Shaare Emeth Ladue MO 08/2022 Present
Bank Of America, N.A. Chesterfield MO 11/2024 Present
  • 02/2018 → 06/2024
    Td Ameritrade
    St. Louis, MO
  • 10/2016 → 09/2017
    Scottrade Bank
    St. Louis, MO
  • 05/2011 → 10/2018
    Fortel's Pizza Den
    Creve Couer, MO
  • 10/2016 → 10/2024
    St. Louis, MO
  • 10/2024 → Present
    Chesterfield, MO
  • 08/2022 → Present
    Congregation Shaare Emeth
    Ladue, MO
  • 11/2024 → Present
    Bank Of America, N.A.
    Chesterfield, MO
Previous Registrations
  • 2022-09-30 → 2024-10-31
    St Louis, MO
  • 2019-05-14 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-05-14 → 2021-02-22
    Td Ameritrade Investment Management, Llc
    St. Louis, MO
Other Businesses

I*: 2070266Name of the other business St. Louis Chamber ChorusWhether the business is investment-related noAddress of the other business Clayton, MONature of the other business Sing for a semi-professional choirTitle, or relationship with the other business SingerStart date of your relationship 2024Approximate number of hours/month you devote to the other business 12 hours per monthNumber of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessI rehearse Monday evenings and perform in 6 concerts a year I*2409262Entity Type: CharitableName of OBA: Junior Achievement Community Impact BoardAddress: Chesterfield, MO 63005Investment Related: NoPosition, Title, Association: VolunteerEmployee Start Date: 05/26/2025Number of Hours: 5 hrs mthlyNumber of Hours during trading: 0Duties: Volunteer work to help spread financial literacy to youth. I*2791274, Entity Type: Entity Charitable, Name of OBA: Shaare Emeth, Address: Ladue, Missouri, 63141, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 09/13/2025, No Hours: 30 Weekly, No Hours during Trading: 0 Weekly, Duties: I will be singing for their high holy days coming up in September. This is a religious organization I*5404270, Entity Type Entity For Profit,Entity Publicly Traded, Name of OBA: Lyft Address: San Francisco California 94107 Investment Related: No Position, Title, Association: Employee Employee Start Date: 08/31/2026 No Hours: 7.5 Weekly No Hours during trading: 0 Duties: Taking people from Point A to Point B This a ride share company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-13
S63 Uniform Securities Agent State Law Examination 2018-04-30
  • S66 Uniform Combined State Law Examination
    2019-05-13
  • S63 Uniform Securities Agent State Law Examination
    2018-04-30

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