Best Investors Account Sign in

James Charles Kieckhafer

Centaurus Financial, Inc.

Irvine, CA

Claim This Profile
Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-12-03
CA RA APPROVED 2024-01-10
MI RA APPROVED 2024-01-10
NV RA APPROVED 2024-01-10
WI RA APPROVED 2024-01-10
IN RA APPROVED 2023-10-17
ID RA APPROVED 2021-01-15
UT RA APPROVED 2018-02-08
TX RA APPROVED_RES 2011-01-07
  • MN RA
    APPROVED
    Since 2024-12-03
  • CA RA
    APPROVED
    Since 2024-01-10
  • MI RA
    APPROVED
    Since 2024-01-10
  • NV RA
    APPROVED
    Since 2024-01-10
  • WI RA
    APPROVED
    Since 2024-01-10
  • IN RA
    APPROVED
    Since 2023-10-17
  • ID RA
    APPROVED
    Since 2021-01-15
  • UT RA
    APPROVED
    Since 2018-02-08
  • TX RA
    APPROVED_RES
    Since 2011-01-07

Branch Locations

6201 Oak Canyon Drive Suite #200, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Irvine CA 12/1998 Present
Kieckhafer, Lane & Schiffer Llp Irvine CA 10/1991 Present
Other Businesses

TALL EAGLE ADVISORS, NON-INVESTMENT RELATED, 6201 OAK CANYON, SUITE #200, IRVINE, CA 92618, MANAGEMENT COMPANY, PRESIDENT, SINCE 8/1/2013, DEVOTED TIME IS 50 HRS A MONTH, MANAGE VARIOUS REAL ESTATE INVESTMENT ENTITIES, AND MANAGE KS FINANCIAL ADVISORS. PARTNER, KIECHKHAFER, SCHIFFER & COMPANY LLP, 6201 OAK CANYON, SUITE 200, IRVINE, CA 92618, NON-INVESTMENT RELATED SINCE 10/1991 AND I SPEND APPROX. 200 HOURS PER MONTH ON THIS ACTIVITY. PROVIDE CPA SERVICES TO CLIENTS, INCLUDING REVIEW AND SIGN TAX RETURNS FOR BUSINESSES AND INDIVIDUALS, PROVIDE TAX CONSULTING AND REVIEW ATTEST SERVICES. PARTNER, KS FINANCIAL ADVISORS IS A DBA FOR BRANDING PURPOSES ONLY. NON INVESTMENT RELATED SINCE 10/15/1991 AND I SPEND APPROX. 60 HOURS PER MONTH ON THIS ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-28
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S65 Uniform Investment Adviser Law Examination
    1999-07-28
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Irvine, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor