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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-10-10 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Harris, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: Ph.D. Student - Author, Presenter (Kansas State University); Date Activity Started/Modified/Ended: 6/1/2025; Type of Activity: Other - Academic Research / Author / Presenter; Role/Relationship: Other - Student / Author / Presenter; Responsibilities: As an academic, I may author journal articles, textbooks, or other media. I may also present at academic or industry conferences. I intend to keep these separate from my professional duties and don't intend to mention my relationship with Ameriprise.; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Jump$tart Minnesota; Date Activity Started/Modified:2026-03-31; Address of Activity: Online; Type of Activity: Non profit; Describe if any other Activity:; Role/Relationship: Board of directors; Describe if any other Roles/Relationship:; Responsibilities: Academic Research; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-23 |
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