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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2016-10-10
  • WI RA
    APPROVED
    Since 2016-10-10

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Harris, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2016 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Name of Activity: Ph.D. Student - Author, Presenter (Kansas State University); Date Activity Started/Modified/Ended: 6/1/2025; Type of Activity: Other - Academic Research / Author / Presenter; Role/Relationship: Other - Student / Author / Presenter; Responsibilities: As an academic, I may author journal articles, textbooks, or other media. I may also present at academic or industry conferences. I intend to keep these separate from my professional duties and don't intend to mention my relationship with Ameriprise.; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: Jump$tart Minnesota; Date Activity Started/Modified:2026-03-31; Address of Activity: Online; Type of Activity: Non profit; Describe if any other Activity:; Role/Relationship: Board of directors; Describe if any other Roles/Relationship:; Responsibilities: Academic Research; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-23
  • S66 Uniform Combined State Law Examination
    2017-02-23
Designations

View on SEC IAPD

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