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Current Employers
Southport Station Financial Management, Llc

368 Center Street, Southport, CT 06890 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-22
CT RA APPROVED 2020-08-25
  • TX RA
    APPROVED
    Since 2022-02-22
  • CT RA
    APPROVED
    Since 2020-08-25

Branch Locations

368 Center Street, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southport Station Financial Management Southport CT 08/2014 07/2018
J&G Group, Inc. Dba Jpr Mechanical, Inc. New Rochelle NY 07/2018 08/2019
Walsh Construction Company Ii, Llc Flushing NY 08/2019 03/2020
Unemployed Fairfield CT 03/2020 08/2020
Southport Station Financial Management, Llc Southport CT 08/2020 Present
  • 08/2014 → 07/2018
    Southport Station Financial Management
    Southport, CT
  • 07/2018 → 08/2019
    J&G Group, Inc. Dba Jpr Mechanical, Inc.
    New Rochelle, NY
  • 08/2019 → 03/2020
    Walsh Construction Company Ii, Llc
    Flushing, NY
  • 03/2020 → 08/2020
    Unemployed
    Fairfield, CT
  • 08/2020 → Present
    Southport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-04
  • S65 Uniform Investment Adviser Law Examination
    2020-08-04

View on SEC IAPD

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