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Current Employers
Southport Station Financial Management, Llc

368 Center Street, Southport, CT 06890 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-08-11
  • CT RA
    APPROVED
    Since 2008-08-11

Branch Locations

368 Center Street, Southport, CT 06890 • United States

Seymour, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barth Insurance Agency Milford CT 01/1998 Present
Southport Station Financial Management, Llc Southport DE 03/2008 Present
Other Businesses

1. BARTH INSURANCE AGENCY; NOT INVESTMENT-RELATED; 100-P LANSDALE AVE. MILFORD CT 06460; START DATE 1/5/98; 20-25 HRS/MONTH; 0 HRS DURING SECURITY HRS; INDEPENDENT INSURANCE AGENT; SELLING PROPERTY & CASUALTY INSURANCE; DEVELOP LEADS FOR POTENTIAL INSURANCE SALES. 2. BAMM LANDSCAPING & PROPERTY MANAGEMENT LLC; NOT INVESTMENT-RELATED; ADDRESS 46 N. BENHAM ROAD, SEYMOUR CT; START DATE 03/01/2016; HRS/MONTH 15-20; HRS DURING SECURITY HRS 0 (ZERO); JOB TITLE OWNER-OPERATOR; JOB DESCRIPTION GENERAL LANDSCAPING; REASON/PURPOSE PART-TIME BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-08-08
  • S65 Uniform Investment Adviser Law Examination
    2008-08-08
Designations

View on SEC IAPD

Other Firms

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