Owen W Bregman

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → 06/2017
  Lpl Financial, Llc
  Stamford, CT
• 02/2007 → Present
  Fiondella, Milone And Lasaracina Llp, Certified Accountants
  Stamford, CT
• 07/2017 → 11/2021
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2017 → 11/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2022 → 07/2024
  The Leaders Group, Inc.
  Littleton, CO
• 02/2022 → Present
  Essex
  Essex, CT

Previous Registrations

• 2017-07-06 → 2021-12-03
  Cambridge Investment Research Advisors, Inc.
  Stamford, CT
• 2000-10-18 → 2017-06-27
  Lpl Financial Llc
  Westport, CT
  Stamford, CT
  Westport, CT
• 2007-03-05 → 2012-12-07
  Bregman & Company, P.C.
  Stamford, CT
  Stamford, CT

Other Businesses

1.) ESSEX FINANCIAL - 2/25/2022 - 176 Westbrook Road, Essex, CT 06426 - Co Advisor, RIA, Invt Rel, RIA, 8 hrs/mo; 0 hrs/mo (during trading hours) 2.) Fiondella, Milone& LaSaracina, LLP, Certified Accountants. - 350 Bedford Street Suite 203 Stamford, CT 06901 - Managing Partner Not Invt Rel, CPA Firm, 172 hrs/mo; 172 hrs/mo (during trading hours) 3.) INDEPENDENT INSURANCE AGENT - 1/1/2000 - 1 Blind Brook Road N Westport CT 06880 - Insurance Agent, Sales as a co-broker, Not Invt Rel, Insurance business, 5 hrs/mo; 4 hrs/mo (during trading hours)

Exams

• S66 Uniform Combined State Law Examination
  2000-05-26

Other Names

• Owen William Bregman