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Current Employers
Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-28
  • CT RA
    APPROVED
    Since 2022-02-28

Branch Locations

30 Jelliff Ln Suite 202, Southport, CT 06890 • United States

176 Westbrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Stamford CT 09/2000 06/2017
Fiondella, Milone And Lasaracina Llp, Certified Accountants Stamford CT 02/2007 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2017 11/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 11/2021
The Leaders Group, Inc. Littleton CO 07/2022 07/2024
Essex Essex CT 02/2022 Present
  • 09/2000 → 06/2017
    Stamford, CT
  • 02/2007 → Present
    Fiondella, Milone And Lasaracina Llp, Certified Accountants
    Stamford, CT
  • 07/2017 → 11/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2017 → 11/2021
    Fairfield, IA
  • 07/2022 → 07/2024
    The Leaders Group, Inc.
    Littleton, CO
  • 02/2022 → Present
    Essex
    Essex, CT
Previous Registrations
Other Businesses

1.) ESSEX FINANCIAL - 2/25/2022 - 176 Westbrook Road, Essex, CT 06426 - Co Advisor, RIA, Invt Rel, RIA, 8 hrs/mo; 0 hrs/mo (during trading hours) 2.) Fiondella, Milone& LaSaracina, LLP, Certified Accountants. - 350 Bedford Street Suite 203 Stamford, CT 06901 - Managing Partner Not Invt Rel, CPA Firm, 172 hrs/mo; 172 hrs/mo (during trading hours) 3.) INDEPENDENT INSURANCE AGENT - 1/1/2000 - 1 Blind Brook Road N Westport CT 06880 - Insurance Agent, Sales as a co-broker, Not Invt Rel, Insurance business, 5 hrs/mo; 4 hrs/mo (during trading hours)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-26
  • S66 Uniform Combined State Law Examination
    2000-05-26
Other Names
  • Owen William Bregman

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