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368 Center Street, Southport, CT 06890 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-17 |
| TX | RA | APPROVED_RES | 2013-05-29 |
| CT | RA | APPROVED | 2008-04-04 |
Branch Locations
368 Center Street, Southport, CT 06890 • United States
Windermere, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southport Station Financial Management, Llc | Southport | CT | 03/2008 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2009 | Present |
1.BARTH INSURANCE AGENCY; NOT INVESTMENT-RELATED; 100-P LANSDALE AVE. MILFORD CT 06460; START DATE 08/2008; 10 HRS/MONTH; 3 HRS DURING SECURITY HRS; INDEPENDENT INSURANCE AGENT; SELLING PROPERTY & CASUALTY INSURANCE; DEVELOP LEADS FOR POTENTIAL INSURANCE SALES. 2. SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC; INVESTMENT-RELATED; 368 CENTER ST. SOUTHPORT CT 06890; REGISTERED INVESTMENT ADVISORY; FINANCIAL ADVISOR; START 03/2008; 140 HRS/MO; 110 HRS DURING SECURITY HRS; WORK WITH CLIENTS PRETAINING TO INVESTMENTS AND FINANCIAL PLANNING. 3. Double T Sports Memorabilia, LLC. Non-Investment Related. 6149 Cartmel Lane, Windermere, FL 34786. Buying and selling sports memorabilia. Owner. Start 11/1/2020. Buy and sell sports memorabilia.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-15 |
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