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3530 Post Road Ste 203, Southport, CT 06890 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-31 |
| CT | RA | APPROVED | 2009-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwartz & Hofflich Capital Management, L..P. | Southport | CT | 01/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-01 |
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