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Michael Lopes

Janney Montgomery Scott LLC

Darien, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
CT RA APPROVED 2019-10-24
  • NY RA
    APPROVED
    Since 2021-07-27
  • CT RA
    APPROVED
    Since 2019-10-24

Branch Locations

800 Post Road 2Nd Floor, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Magis Group, Inc. Tarrytown NY 11/2011 04/2019
Janney Montgomery Scott Darien CT 05/2019 07/2022
Janney Montgomery Scott Llc Darien CT 07/2022 Present
  • 11/2011 → 04/2019
    Magis Group, Inc.
    Tarrytown, NY
  • 05/2019 → 07/2022
    Janney Montgomery Scott
    Darien, CT
  • 07/2022 → Present
    Janney Montgomery Scott Llc
    Darien, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-23
  • S66 Uniform Combined State Law Examination
    2019-10-23
Designations

View on SEC IAPD

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