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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-13
MD RA APPROVED 2017-01-11
  • TX RA
    APPROVED
    Since 2017-03-13
  • MD RA
    APPROVED
    Since 2017-01-11

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

9000 Southside Blvd Global Human Resources- The Academy, Jacksonville, FL 32256 • United States

Baltimore, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 09/2016 Present
Becton Dickinson Cockeysville MD 08/2006 09/2016
Bank Of America, N.A. Baltimore MD 02/2017 Present
Other Businesses

I*674243 For profit or not for profit: Not for Profit Name of outside business organization: Maryland SPCA Investment related: No Address of business: Baltimore, Maryland, 21211 Position, title, association: Board Member Start date of relationship: 1/23/2022 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: I will be a part of the development committee which assists with finding donors for the organization. Phone calls, meetings and coordinating events. I*2533322 Entity Type: Charitable Name of OBA: Maryland SPCA Address: Baltimore, Maryland, 21211 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2022 Number of Hours: 24, Monthly Number of Hours during trading: 0 Duties: I am a board member for the MDSPCA. The SPCA is an animal welfare organization. I am a part of the development committee which includes meeting with other board members to discuss the activities of the Maryland SPCA, contacting donors and discussing interest in supporting the SPCA for various events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-10
  • S66 Uniform Combined State Law Examination
    2017-01-10
Other Names
  • Terri Emira Jeffries
  • Terri Emira Jeffries Jones
  • Terri E Jones

View on SEC IAPD

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