Best Investors Account Sign in

Stephen Rashid Cooper

Empower Advisory Group, LLC

Greenwood Village, CO

Lugoff, SC

Claim This Profile
Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-08
  • SC RA
    APPROVED
    Since 2026-07-08

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Lugoff, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Concord NC 09/2016 11/2016
Wells Fargo Bank Na Concord NC 05/2016 06/2026
Wells Fargo Clearing Services, Llc Concord NC 11/2016 06/2026
Empower Advisory Group, Llc Greenwood Village CO 06/2026 Present
Empower Financial Services, Inc Greenwood Village CO 06/2026 Present
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Concord, NC
  • 05/2016 → 06/2026
    Wells Fargo Bank Na
    Concord, NC
  • 11/2016 → 06/2026
    Wells Fargo Clearing Services, Llc
    Concord, NC
  • 06/2026 → Present
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 06/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
  • 2017-01-03 → 2026-06-18
    Wells Fargo Clearing Services, Llc
    Concord, NC
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
    Charlotte, NC
    Harrisburg, NC
    Charlotte, NC
    Greenville, SC
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
S63 Uniform Securities Agent State Law Examination 2016-12-01
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-12-01
Other Names
  • Stephen Cooper

View on SEC IAPD

Other Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC
MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
LPL FINANCIAL LLC
WESTERN WEALTH MANAGEMENT LLC
CONCURRENT INVESTMENT ADVISORS, LLC

Other Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford
DEANNA LEE MEYER
BRENT Allan LEE
Dean Edward Norsworthy
ANDREW T DODDS
DENNIS EDWARD MARSHALL

Other Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO
MORGAN STANLEY · Greenwood Village, CO
RBC CAPITAL MARKETS, LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
LPL FINANCIAL LLC · GREENWOOD VILLAGE, CO
WESTERN WEALTH MANAGEMENT LLC · Greenwood Village, CO

More in Greenwood Village, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor