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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-01-02 |
| TX | RA | APPROVED | 2018-01-02 |
Branch Locations
14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 09/2016 | 10/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2017 | Present |
| Roughneck Data Services, Llc | Phoenix | AZ | 04/2018 | 04/2020 |
| Mandy Lea Photography | Phoenix | AZ | 12/2018 | Present |
| Roughneck Data Services | Phoenix | AZ | 04/2020 | Present |
| Exos | Scottsdale | AZ | 08/2019 | 09/2020 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2016 | Present |
NAME OF BUSINESS: ROUGHNECK DATA SERVICES NON-INVESTMENT RELATED: ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: ENGINEERING CONSULTING POSITION: OWNER START DATE: 04/2020 APPROXIMATELY HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONSULTANT NAME OF BUSINESS: MANDY LEA PHOTOGRAPHY STUDIO NON-INVESTMENT RELATED: ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: PHOTOGRAPHY POSITION: OWNER START DATE: 12/2018 APPROXIMATELY HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PHOTOGRAPHY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-29 |
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