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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-10-03
TX RA APPROVED 2019-10-01
  • AZ RA
    APPROVED
    Since 2019-10-03
  • TX RA
    APPROVED
    Since 2019-10-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 09/2016 Present
Kehoe Family Scottsdale AZ 04/2016 09/2016
Self-Employed Seattle WA 03/2018 07/2019
Self-Employed Glendale AZ 01/2020 04/2023
Vanguard Marketing Corporation Scottsdale AZ 09/2016 Present
Self-Employed Phoenix AZ 10/2025 Present
Self-Employed Phoenix AZ 06/2024 Present
  • 09/2016 → Present
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 04/2016 → 09/2016
    Kehoe Family
    Scottsdale, AZ
  • 03/2018 → 07/2019
    Self-Employed
    Seattle, WA
  • 01/2020 → 04/2023
    Self-Employed
    Glendale, AZ
  • 09/2016 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 10/2025 → Present
    Self-Employed
    Phoenix, AZ
  • 06/2024 → Present
    Self-Employed
    Phoenix, AZ
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: E-COMMERCE POSITION: SELLER ON ETSY START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: NOTARY PUBLIC POSITION: NOTARY START DATE: 6/2024 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REVIEW AND NOTARIZE DOCUMENTS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-10-21
  • S63 Uniform Securities Agent State Law Examination
    2016-10-21
Designations
Other Names
  • Erica Linker

View on SEC IAPD

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