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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-02 |
| RI | RA | APPROVED | 2022-01-14 |
Branch Locations
85 Beach Street Unit 17A Bldg D, Westerly, RI 02891 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2016 | 01/2022 |
| United States Fish And Wildlife Service | Charlestown | RI | 11/2009 | 09/2016 |
| Raymond James Financial Services Inc | Westerly | RI | 01/2022 | Present |
| Raymond James Financial Services Advisors | Westerly | RI | 01/2022 | Present |
(1)Name of Business: L.E.M.N Investments, LLC. Address: 2 Essex Dr, Westerly, RI, 02891, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/13/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rental income (2)Name of Business: Sound Financial Partners Address: 31 Crestview Dr Unit 5, Westerly, RI, 02891-2958, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: To engage in financial planning and investment management. (3)Name of Business: Sound Financial Planning, LLC Address: 31 Crestview Dr Unit 5, Westerly, RI, 02891-2958, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/14/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner/Operator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
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