Emily Jo Stroud

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-08-04
TX	RA	APPROVED	2025-08-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments Institutional Services Company, Inc	Westlake	TX	02/2018	01/2020
Unemployed	Houston	TX	08/2017	02/2018
Goldman Sachs	Houston	TX	06/2017	08/2017
Matrix Winery	Healdsburg	CA	08/2016	04/2017
Unemployed	Santa Rosa	CA	04/2017	06/2017
Edward Jones	Santa Rosa	CA	09/2016	11/2016
Unti Vineyards	Healdsburg	CA	06/2016	08/2016
Unemployed	Santa Rosa	CA	04/2016	06/2016
The Vanguard Group, Inc.	Scottsdale	AZ	02/2020	Present
Arizona State University	Tempe	AZ	08/2016	05/2018
Vanguard Advisers, Inc.	Scottsdale	AZ	07/2025	Present
Vanguard Marketing Corporation	Scottsdale	AZ	02/2020	Present

02/2018 → 01/2020

Fidelity Investments Institutional Services Company, Inc

Westlake, TX
08/2017 → 02/2018

Unemployed

Houston, TX
06/2017 → 08/2017

Goldman Sachs

Houston, TX
08/2016 → 04/2017

Matrix Winery

Healdsburg, CA
04/2017 → 06/2017

Unemployed

Santa Rosa, CA
09/2016 → 11/2016

Edward Jones

Santa Rosa, CA
06/2016 → 08/2016

Unti Vineyards

Healdsburg, CA
04/2016 → 06/2016

Unemployed

Santa Rosa, CA
02/2020 → Present

The Vanguard Group, Inc.

Scottsdale, AZ
08/2016 → 05/2018

Arizona State University

Tempe, AZ
07/2025 → Present

Vanguard Advisers, Inc.

Scottsdale, AZ
02/2020 → Present

Vanguard Marketing Corporation

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-30
S63	Uniform Securities Agent State Law Examination	2018-04-23

Other Firms