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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-28 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mathewson Mccarthy Baseball | Buffalo | NY | 04/2019 | 08/2020 |
| Tropical Smoothie Cafe | Buffalo | NY | 04/2021 | 08/2022 |
| Brookfield Country Club | Clarence | NY | 04/2023 | 08/2024 |
| John Carroll University Department Of Recreation | University Heights | OH | 09/2021 | 03/2022 |
| Sherwin Williams | Lockport | NY | 06/2024 | 08/2024 |
| New Era Cap, Llc. | Buffalo | NY | 06/2025 | 08/2025 |
| Lpl Enterprise Llc | Williamsville | NY | 07/2026 | Present |
| Unemployed | Williamsville | NY | 07/2016 | 04/2019 |
| Unemployed | Williamsville | GA | 09/2020 | 03/2021 |
| Unemployed | Williamsville | NY | 09/2022 | 03/2023 |
| Unemployed | Williamsville | NY | 09/2024 | 05/2025 |
| Unemployed | Williamsville | NY | 09/2025 | 05/2026 |
1. 07/01/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Williamsville NY - Inv Related – OBA Start Date: 06/30/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 07/01/2026 - MELISSA SMITH, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Williamsville NY - Inv Related – OBA Start Date: 06/30/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 07/01/2026 - Independent Softball Instructor - Coach/ Sports/ Fitness - Clarence Center NY - Not Inv Related – OBA Start Date: 06/01/2026 – 30 Hour(s)/Month – 20 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-28 |
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