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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-07-26
  • HI RA
    APPROVED
    Since 2023-07-26

Branch Locations

745 Fort Street Ste 1400, Honolulu, HI 96813 • United States

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Honolulu HI 05/2017 12/2020
First Hawaiian Bank Honolulu HI 09/2016 12/2020
Bancwest Investment Services Honolulu HI 09/2016 05/2017
Unemployed Waiphu HI 07/2016 09/2016
Self Employed Honolulu HI 09/2012 Present
First Hawaiian Advisors Honolulu HI 04/2019 12/2020
Ameriprise Financial Services, Llc Honolulu HI 01/2021 Present
  • 05/2017 → 12/2020
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 09/2016 → 12/2020
    First Hawaiian Bank
    Honolulu, HI
  • 09/2016 → 05/2017
    Bancwest Investment Services
    Honolulu, HI
  • 07/2016 → 09/2016
    Unemployed
    Waiphu, HI
  • 09/2012 → Present
    Self Employed
    Honolulu, HI
  • 04/2019 → 12/2020
    First Hawaiian Advisors
    Honolulu, HI
  • 01/2021 → Present
    Honolulu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-24
  • S66 Uniform Combined State Law Examination
    2023-03-24

View on SEC IAPD

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