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Daniel Bauman

Thrivent Investment Management Inc.

Minneapolis, MN

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-03
  • MN RA
    APPROVED
    Since 2026-08-03

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ch Robinson Eden Prairie MN 05/2016 02/2018
Allianz Insurance Company Of North America Minneapolis MN 02/2018 09/2022
Allianz Life Financial Services Llc Minneapolis MN 02/2018 09/2022
Thrivent Investment Management Inc Minneapolis MN 06/2026 Present
Choice Auto Protection Llc Elkorn WI 09/2022 06/2026
Thrivent Financial Appleton WI 06/2026 Present
  • 05/2016 → 02/2018
    Ch Robinson
    Eden Prairie, MN
  • 02/2018 → 09/2022
    Allianz Insurance Company Of North America
    Minneapolis, MN
  • 02/2018 → 09/2022
    Allianz Life Financial Services Llc
    Minneapolis, MN
  • 06/2026 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 09/2022 → 06/2026
    Choice Auto Protection Llc
    Elkorn, WI
  • 06/2026 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-01
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2026-08-01
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Daniel Bauman
  • Daniel James Bauman

View on SEC IAPD

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THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
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LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

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