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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-03 |
| TX | RA | APPROVED_RES | 2021-10-29 |
Branch Locations
14321 N Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M Holdings Securities, Inc. | Portland | OR | 08/2016 | 08/2021 |
| Cohn Financial Group | Phoenix | AZ | 09/2016 | 08/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2021 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 10/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-21 |
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