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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Denver | CO | 05/2022 | 10/2024 |
| Maize Usd 266 | Maize | KS | 11/2021 | 05/2022 |
| Selectquote Inc. | Overland Park | KS | 06/2021 | 10/2021 |
| Maize Usd 266 | Maize | KS | 01/2021 | 05/2021 |
| Gentry Ltd | Wichita | KS | 09/2020 | 11/2020 |
| Wichita State University Foundation | Wichita | KS | 09/2019 | 04/2020 |
| Edwards Exterminating | Wichita | KS | 04/2020 | 09/2020 |
| Kansas University Endowment Association | Lawrence | KS | 01/2013 | 06/2018 |
| Edwards Exterminating | Wichita | KS | 04/2019 | 09/2019 |
| Stanford University | Stanford | CA | 09/2018 | 03/2019 |
| Western Governors University, Teachers College | Wichita | KS | 12/2021 | 05/2022 |
| Lpl Financial | Greenwood Village | CO | 11/2024 | 02/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2025 | 02/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | 02/2026 |
| Thrivent Investment Management Inc | Minneapolis | MN | 08/2026 | Present |
| Unemployed | Wichita | KS | 04/2026 | 07/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-09 |
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