Patrick Robertson

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2016
  Unemployed
  Layton, UT
• 10/2016 → 11/2020
  New York Life Insurance Company
  Sandy, UT
• 02/2017 → 11/2020
  Nylife Securities Llc
  Sandy, NY
• 11/2020 → 08/2023
  Pruco Securities, Llc.
  Salt Lake City, UT
• 11/2020 → 08/2023
  Prudential Insurance Company Of America
  Salt Lake City, UT
• 08/2023 → 12/2025
  Massmutual Life Insurance Company
  Lehi, UT
• 09/2023 → 12/2025
  Mml Investors Services Llc
  Lehi, UT
• 12/2025 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 07/2026 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Other Businesses

1) DBA -PWR STRATEGIES LLC - 3442 COPELAND DR., SUITE A, SAN ANTONIO, TX 78219; START DATE 8.5.26; INVESTMENT RELATED; SELLING FIXED INSURANCE PRODUCTS, ANNUITIES; OWNER; 80 HOURS/MONTH SPENT DEVOTED TO OTHER BUSINESS; 60 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 2) UNIVERSITY FINANCIAL GROUP- 3442 COPELAND DR., SUITE A, SAN ANTONIO, TX 78219; START DATE 7.17.2024; INVESTMENT RELATED; FIXED, VARIABLE INSURANCE PRODUCTS, INVESTMENTS AND EMPLOYEE BENEFITS; PARTNER; 75% OF TIME SPENT. 3) CRUMP - 4135 NORTH FRONT STREET, HARRISBURG, PA 17110; INVESTMENT RELATED; FMO SERVICES FOR LIFE INSURANCE AND OTHER FIXED PRODUCTS; INDEPENDENT AGENT; 25% OF TIME SPENT. 4) LEASE PROPERTY - 2150 SOUTH 1300 EAST, SUITE 500, SALT LAKE CITY, UT 84106; NON-INVESTMENT RELATED; OFFICE LEASE; LESS THAN 1% OF TIME SPENT. 5) EMERGENCY SERVICES DISTRICT 4 - 353 RODEO DRIVE, SPRING BRANCH, TX 78070; NON-INVESTMENT RELATED; PROVIDE FIRE AND EMS SERVICES; COMMISSIONER; LESS THAN 1% OF TIME SPENT. 6) KIDS READ FOUNDATION - 738 ARROWHEAD LANE, MURRAY, UT 84107; NON-INVESTMENT RELATED; HELP PROVIDE BOOKS TO LIBRARIES FOR UNDER PRIVILEDGED CHILDREN; DIRECTOR; LESS THAN 1% OF TIME SPENT. 7) BULVERDE SPRING BRANCH CHAMBER OF COMMERCE - 121 BULVERDE CROSSING #115, BULVERDE, TX 78163; NON-INVESTMENT RELATED; START DATE 1/1/2026; REGIONAL BUSINESS SUPPORT; DIRECTOR; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 8) SUMMIT SETTLEMENT SERVICES, INC. - 7155 LAKE DRIVE, SUITE 110, EST DES MOINES, IA 50566; INVESTMENT RELATED; START DATE JUNE 12, 2026; REFERRAL TO HELP CLIENTS FOR STRUCTURED SETTLEMENT; REFERRAL PARTNER; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2024-12-07
• S63 Uniform Securities Agent State Law Examination
  2017-05-21

Other Names

• Patrick Robertson
• Patrick Wessly Robertson