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Luis F Romero

Osaic Wealth, Inc.

West Palm Beach, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-18
TX RA APPROVED 2026-08-17
  • FL RA
    APPROVED
    Since 2026-08-18
  • TX RA
    APPROVED
    Since 2026-08-17

Branch Locations

444 W Railroad Ave Suite 300, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Romero Mentoring San Juan PR 01/2017 05/2026
Romero Capital West Palm Beach FL 01/2016 05/2026
Osaic Wealth, Inc West Palm Beach FL 07/2026 Present
  • 01/2017 → 05/2026
    Romero Mentoring
    San Juan, PR
  • 01/2016 → 05/2026
    Romero Capital
    West Palm Beach, FL
  • 07/2026 → Present
    Osaic Wealth, Inc
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
S63 Uniform Securities Agent State Law Examination 2025-05-28
  • S66 Uniform Combined State Law Examination
    2025-12-22
  • S63 Uniform Securities Agent State Law Examination
    2025-05-28
Other Names
  • Luis F Romero
  • Luis Romero

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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