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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-24
  • MN RA
    APPROVED
    Since 2026-08-24

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Ham Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 02/2014 11/2023
Rbc Capital Markets, Llc Minneapolis MN 08/2026 Present
Mindful Time Coaching Llc Ham Lake MN 12/2023 06/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
  • S66 Uniform Combined State Law Examination
    2017-01-30
Other Names
  • Erica F Swanson

View on SEC IAPD

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