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James Gerard Coletti

Thornburg Investment Management Inc

Santa Fe, NM

Charlotte, NC

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Current Employers
Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2026-08-06
NC RA APPROVED 2026-08-05
  • NM RA
    APPROVED
    Since 2026-08-06
  • NC RA
    APPROVED
    Since 2026-08-05

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ixis Asset Management Distributors, L.P. Boston MA 11/2004 Present
Thornburg Securities Llc Santa Fe NM 03/2023 12/2024
Thornburg Investment Management Santa Fe NM 01/2025 Present
  • 11/2004 → Present
    Ixis Asset Management Distributors, L.P.
    Boston, MA
  • 03/2023 → 12/2024
    Thornburg Securities Llc
    Santa Fe, NM
  • 01/2025 → Present
    Thornburg Investment Management
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-29
S63 Uniform Securities Agent State Law Examination 2000-05-19
  • S66 Uniform Combined State Law Examination
    2026-07-29
  • S63 Uniform Securities Agent State Law Examination
    2000-05-19
Other Names
  • Jamie Coletti
  • James Coletti

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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